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Exemptions from the Securities Act Registration Requirements General
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accredited investors Act Release action AES Corporation analysts attorney bidder broker-dealer capital client Commission company's compliance confidential corporate counsel court directors disclosure requirements documents Dutch auction electronic employees equity securities exemption federal securities laws filing Final Rules financial condition financial statements fiscal Form fraud Fundamentals of Securities GAAP insider trading Internet investment issued issuer Item lawyer liability Litig material violation MD&A merger Model Rule nonpublic information obligations off-balance sheet arrangements offering price offers and sales options period person plaintiff press release prior private offering Proposed Rules prospectus proxy card proxy materials proxy statement public offering purchase pursuant reasonable registrant's registration statement Regulation FD Regulation S-K resale results of operations safe harbor Schedule 13D Section 10(b Securities Act Securities Exchange Act Securities Law August securities offering sell shareholders shares solicitation specific supra note tender offer transactions underwriter