Securities Litigation: ALI-ABA Course of Study Materials, Volumes 1-2American Law Institute-American Bar Association Committee on Continuing Professional Education, 2003 - Actions and defenses |
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Page 315
... Second Circuit , but " [ T ] his showing of recklessness must be such that it gives rise to a " strong inference of fraudulent intent . " Chill v . General Elec . Co. , 101 F.3d 263 , 267 ( 2d Cir . 1996 ) . Thus , the Court held ...
... Second Circuit , but " [ T ] his showing of recklessness must be such that it gives rise to a " strong inference of fraudulent intent . " Chill v . General Elec . Co. , 101 F.3d 263 , 267 ( 2d Cir . 1996 ) . Thus , the Court held ...
Page 334
... Cir . 1993 ) . When assessing whether an alleged omission is material , a ... 2d 1353 , 1363 ( S.D. Fla . 2001 ) . However , if the alleged omissions are ... Cir . 1999 ) ; Parnes v . Gateway 2000 , Inc. , 122 F.3d 539 , 546 ( 8th Cir ...
... Cir . 1993 ) . When assessing whether an alleged omission is material , a ... 2d 1353 , 1363 ( S.D. Fla . 2001 ) . However , if the alleged omissions are ... Cir . 1999 ) ; Parnes v . Gateway 2000 , Inc. , 122 F.3d 539 , 546 ( 8th Cir ...
Page 389
... 2d 1259 , 1270 ( 1st Cir . 1991 ) ; Pharo v . Smith , 621 F.2d 656 , 670 , aff'd in relevant part , 625 F.2d 1226 ( 5th Cir . 1980 ) ; Paracor Fin . , Inc. v . Gen. Elec . Capital Corp. , 96 F.3d 1151 , 1163 ( 9th Cir . 1996 ) ; Maher v ...
... 2d 1259 , 1270 ( 1st Cir . 1991 ) ; Pharo v . Smith , 621 F.2d 656 , 670 , aff'd in relevant part , 625 F.2d 1226 ( 5th Cir . 1980 ) ; Paracor Fin . , Inc. v . Gen. Elec . Capital Corp. , 96 F.3d 1151 , 1163 ( 9th Cir . 1996 ) ; Maher v ...
Contents
Recent SEC Enforcement Cases | 1 |
SEC Administrative Proceedings | 49 |
Defending an SEC Administrative Proceeding | 59 |
Copyright | |
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11th Cir 2d Cir 9th Cir aff'd aiding and abetting ALI-ABA alleged arbitration attorney attorney-client privilege audit auditor broker Central Bank claims class action class certification class members client Commission company's complaint control person Corp corporation counsel court held damages Dean Witter Reynolds decision defendants directors disclose disclosure district court documents due diligence duty employees Enron Exchange Act false or misleading federal securities laws filed firm fraudulent Industry insider trading investigation investment investors issue issuer lead plaintiff liability loss causation material fact Merrill Lynch misleading statements misrepresentations misstatement motion to dismiss N.D. Cal N.D. Ill NASD Ninth Circuit omission party pleading PSLRA purchase reasonable Reform Act reliance Rule Sarbanes-Oxley Sarbanes-Oxley Act scienter Second Circuit Section 10(b securities fraud Securities Litigation settlement shareholders stockholders summary judgment Supp tender offer transaction violation WorldCom Zandford