Securities Litigation: ALI-ABA Course of Study Materials, Volumes 1-2American Law Institute-American Bar Association Committee on Continuing Professional Education, 2003 - Actions and defenses |
From inside the book
Results 1-3 of 83
Page 8
... alleged scheme to hide Fastow's and Kopper's interest in and control of certain entities in order to keep those ... alleged to have been sham sales - best described as secret asset - parking arrangements . In one of these sales , a sale ...
... alleged scheme to hide Fastow's and Kopper's interest in and control of certain entities in order to keep those ... alleged to have been sham sales - best described as secret asset - parking arrangements . In one of these sales , a sale ...
Page 453
... alleged that certain financial disclosures contained in public filings issued by defendant Manhattan Bagel Co. , Inc. ( " Manhattan Bagel " ) were false and misleading . These allegedly false financial disclosures related to a wholly ...
... alleged that certain financial disclosures contained in public filings issued by defendant Manhattan Bagel Co. , Inc. ( " Manhattan Bagel " ) were false and misleading . These allegedly false financial disclosures related to a wholly ...
Page 475
... alleged misrepresentation and the plaintiff's actual loss could not have been more clear . The alleged misrepresentation itself went directly to the discrepancy between the cash that the plaintiff actually received for his shares and ...
... alleged misrepresentation and the plaintiff's actual loss could not have been more clear . The alleged misrepresentation itself went directly to the discrepancy between the cash that the plaintiff actually received for his shares and ...
Contents
Recent SEC Enforcement Cases | 1 |
SEC Administrative Proceedings | 49 |
Defending an SEC Administrative Proceeding | 59 |
Copyright | |
25 other sections not shown
Other editions - View all
Common terms and phrases
11th Cir 2d Cir 9th Cir aff'd aiding and abetting ALI-ABA alleged arbitration attorney attorney-client privilege audit auditor broker Central Bank claims class action class certification class members client Commission company's complaint control person Corp corporation counsel court held damages Dean Witter Reynolds decision defendants directors disclose disclosure district court documents due diligence duty employees Enron Exchange Act false or misleading federal securities laws filed firm fraudulent Industry insider trading investigation investment investors issue issuer lead plaintiff liability loss causation material fact Merrill Lynch misleading statements misrepresentations misstatement motion to dismiss N.D. Cal N.D. Ill NASD Ninth Circuit omission party pleading PSLRA purchase reasonable Reform Act reliance Rule Sarbanes-Oxley Sarbanes-Oxley Act scienter Second Circuit Section 10(b securities fraud Securities Litigation settlement shareholders stockholders summary judgment Supp tender offer transaction violation WorldCom Zandford