Current Developments in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 2American Law Institute-American Bar Association Committee on Continuing Professional Education, 2003 - Securities - 1107 pages |
Common terms and phrases
adopted analysts audit committee auditors Bespeaks Caution cautionary language claims class action Commission Commission's company's complaint Corp Critical Accounting Policies Cullinet decision defendants developments directors discussed dismiss district court duty to disclose duty to update earnings Enron Exchange Act facts federal securities laws filed financial condition financial statements firm Form 8-K forward looking statements impact initial public offering insider trading investors issue issuer KPMG liability material information MD&A MD&A disclosure merger Merrill Lynch million misleading misstatements N.D. Cal NASD officers plaintiffs pleading Polaroid Polavision potential press release prior private offering projections proposed prospectus public company public offering quarter reasonable Reform Act regarding registration statement Regulation FD revenue road shows Rule safe harbor Sarbanes-Oxley Sarbanes-Oxley Act Schedule 13D scienter SEC's securities fraud selective disclosure shareholders Silicon Graphics specific standard summary judgment transactions underwriters violations