Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 2American Law Institute-American Bar Association Committee on Continuing Professional Education, 1991 - Securities |
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Contents
Cosponsored by Continuing Legal Education for Wisconsin | ix |
Legal Landmines New Developments | 629 |
Followup on the Section 16 Rule Changes | 635 |
9 other sections not shown
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Common terms and phrases
2d Cir acquire acquisition Act and Rules action administrative proceedings admitting or denying allegedly analysts announcement antifraud assets beneficial ownership bidder breach broker-dealers call option Chestman civil penalties Commission filed Commission's common stock Company's complaint alleged compliance confidential consented corporate David Sterns defendants derivative securities directors Dirks disclose disclosure disgorgement district court Drexel Drexel Burnham Lambert employee enforcement equity securities exempt federal securities laws fiduciary duty foreign held holders insider trading investment adviser Investment Company investors issued issuer Item ITSA liability material non-public information merger Michael Milken Milken misappropriation theory officer penny stock percent permanent injunction Plessey procedures profits purchase pursuant registered reporting Revlon Schedule 13D SEC Doc SEC Lit SEC's Section 10(b Section 16 Securities Act shareholders shares staff Supp target corporation tender offer tippee transaction violated Section 10(b violations of Section
Bibliographic information
| Title | Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 2 |
| Contributors | American Law Institute-American Bar Association Committee on Continuing Professional Education, University of Wisconsin--Madison |
| Publisher | American Law Institute-American Bar Association Committee on Continuing Professional Education, 1991 |
| Export Citation | BiBTeX EndNote RefMan |