Regulating Government Securities Dealers: Hearings Before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, First Session, on H.R. 2032 ... June 11, 20 and 26, 1985
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
U.S. Government Printing Office, 1985 - Brokers - 533 pages
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activities additional appropriate associated believe book-entry capital adequacy Chairman Shad Chairman VOLCKER clearing agent collateral commentators Commission Committee concern Congress costs currently customers deal debt delivery DINGELL Donald Kohn effect efficient ESM and BBS Exchange Act Federal Reserve Bank Federal Reserve Board firms fraud FRBNY GNMA government securities dealers government securities market institutions interest investment investors issuers issues John S.R. Shad KELLY legislation liquidity LUKEN MACKLIN market participants marketplace ment MSRB municipal securities dealers Municipal Securities Rulemaking NASD Niehenke NIELSON oversight practices primary dealers problems proposed protect PSRB public securities dealer Public Securities Rulemaking question registered broker-dealers regulatory agencies repo transactions repurchase agreements requirements response Richard Darman RINALDO rulemaking authority Russo secondary dealers securities brokers Securities Exchange Securities Rulemaking Board self-regulatory organization standards statement subcommittee Thank tion trading Treasury securities U.S. Government unregulated dealers WIRTH York Fed