SEC Section 16 Rules |
Contents
WHO MUST REPORT | 11 |
WHAT MUST BE REPORTED | 22 |
IMPORTANT DIFFERENCES BETWEEN | 32 |
Copyright | |
5 other sections not shown
Common terms and phrases
acquired amended amount of securities apply beneficial ownership beneficiary call option cash class of equity class of securities common stock convertible securities corporation curities current rules deemed derivative securities determining disclosure disinterested administration dividends election employee benefit plan equity securities exempt from Section exercise or conversion exercise price fiscal Fleischman grant or award Holding Company Act Investment Company Act issuer liability number of shares old rules option exercises ownership of securities paragraph participant percent beneficial owner percent holder prior proxy statement Public Utility Holding purchase and sale purposes of Section pursuant to Section put option reported on Form reporting person Revised proposed Rule Section 16 Securities Exchange Act securities held sell settlor shareholder approval short selling specified stock appreciation right stock option stock splits subject to Section termination of employment tion transaction exemption trust underlying securities Utility Holding Company voting voting trust window period