Nomination of Richard C. Breeden: Hearing Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, First Session on the Nomination of Richard C. Breeden, of Virginia, to be a Member of the Securities and Exchange Commission ... September 14, 1989, Volume 4
U.S. Government Printing Office, 1990 - United States - 169 pages
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activities agencies appropriate atth believe broker-dealer capital markets CFTC Chairman chsu circuit breakers clearance and settlement Commission.s committee competitive concern confirmed Congress corporate debt disclosure dloush dlouw enforcement action equity esdo Exchange Act Exchange Commission Federal financial services firms fraud futures exchanges futures markets greenmail h fo Holding Company important individual investor insider trading integrity investment issuers issues isth junk bonds jurisdiction LBOs ldouw legislation leveraged buyouts lilw marketplace multiple trading nomination options penny stock practices problems program trading proposed question reform regulation regulatory repeal responsibility Richard Breeden risk role rules savings and loan Securities and Exchange securities laws securities markets Senator Dodd Senator Garn Senator Graham Senator Shelby shareholders specific SROs staff supervision supervisory tender offer Thank thiw transactions U.S. securities U.S. SENATOR veelibe veha violations