Securities Law for Nonsecurities Lawyers: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Legal Education, 1996 - Securities |
Contents
FACULTY PARTICIPANTS xiii | 1 |
Relation to Other Laws | 23 |
Role and Functions of SEC | 29 |
Copyright | |
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1996 Charleston 4th Cir accredited investor action affiliate AILTO ALI-ABA Course amendment apply attorney Bank bidder broker-dealer Cenco Commission Corp corporation counsel Course of Study defendant directors disclosure document duty to disclose duty to update Exchange Act federal securities laws filed financial condition financial statements fiscal forward-looking statement fraud initial public offering insider trading issue Item Kirkpatrick & Lockhart Law for Nonsecurities Lawyers October 10-11 liability MD&A misleading misrepresentation Nonsecurities Lawyers October offering circular offering price offering statement offers and sales partnership period person plaintiff private offering prospectus provides proxy statement public offering purchase pursuant registrant's registration statement Regulation D Regulation S-K reliance resale restricted securities Rule safe harbor sale of securities School of Law Section Securities Act Securities Exchange security holders sell shareholders shelf registration Software Toolworks solicitation South Carolina specific Study Securities Law Supreme Court tender offer transaction underwriter Washington