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amount application authority banks believe bill Board bonds borrow broker carry CHAIRMAN Commission Commissioner LANDIS committee concerned Congress CORCORAN corporations course court deal dealer effect existing fact Federal Trade Commission firms funds give given going Government houses HUDDLESTON interest interstate commerce investment banker investors issue KENNEY legislation limited listed loans MAPES margin MARLAND matter means national securities exchange necessary officers operations particular percent period person PETTENGILL practices present protection provisions purchase question reason reference regard registered regulation relation represent requirements Reserve respect rules securities sell shares short situation specialist speculation statement stock exchange stockholders suggestions thing tion transactions true United unlisted WHITNEY WOLVERTON York Stock Exchange
Page 635 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Page 15 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Page 16 - Individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he Is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Page 1 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Page 635 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Page 256 - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
Page 601 - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security...