What people are saying - Write a review
We haven't found any reviews in the usual places.
The Equity Markets
The Underwriting Process
54 other sections not shown
Other editions - View all
accredited acquired activities addition adopted affiliate amendment amount apply assets authority banks basis become broker capital Commission common considered contained continuous contract Corp corporation court dealer deemed defined definition determining direct disclosure distribution effective equity Exchange Act exemption fact federal filed firm Form funds futures held holders holding industry institutional integrated interest interpretation investment investors involved issue issuer laws letter limited material meaning ment NASDAQ offering officers operations participation period permitted person practice prior proposed prospectus protection provides public offering purchase pursuant question reasonable received registration statement Regulation relating Release reporting requirements resale respect response restricted result Rule Section Securities Act sell shareholders shares sold solicitation specific staff standard statutory supra term tion trading transaction underwriter United