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End Notes 141
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5th Cir 7th Cir accredited investors action advise apply Article Nine attorney fees attorney's avoid certificate of interest claim client-lawyer relationship collateral commercial law Company concerning conflict controlling persons corporation counsel debtor defendant disclosure disqualification documents duty estate planning federal securities federal Securities Act filing financing statement firm fraud FRAUDULENT CONVEYANCE imposed liability Indiana Act inequitable conduct interest or participation investment contract involved issued issuer jurisdiction lawyer Legal Malpractice Legal Opinions lien limited litigation malpractice material fact matter obdurate behavior exception obligation organization paragraph plaintiff question real estate reasonable registration requirements registration statement Regulation representation Rescission Offer Rule 11 RULES OF PROFESSIONAL sanctions scienter Section secured party Securities Act securities laws security agreement security interest seller shareholders Shares statute Subscribers Supp supra note tion transaction transfer treasury stock trust undersigned Uniform Commercial Code Uniform Securities Act violation