Securities Litigation: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Professional Education, 2000 - Actions and defenses |
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Contents
www sec govnewspress99101 txt | 1 |
INTRODUCTION l | 4 |
SEC v Sterling Foster Co Inc Adam Lieberman Craig Kellerman Frank Monroig and Dennis Rueb | 45 |
Copyright | |
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11th Cir 2d Cir 9th Cir Act's adequate plaintiff ALI-ABA Amicus Curiae appointment as lead arbitration attorneys award broker broker-dealer Cendant cert Circuit claims class members clients Commission's committee complaint Cong Congress controlling person Corp corporation court held damages Dean Witter Reynolds defendants directors district court duty E.F. Hutton Exchange Act Exchange Commission F.Supp federal securities laws fees Fenner & Smith fiduciary filed forum selection clause individuals institutional investors investment issue issuer law firms lawyers lead counsel lead plaintiff group LEXIS liability merger Merrill Lynch misrepresentation motion N.D. Cal NASD offer Paine Webber proposed group proposed lead plaintiff purchase reasonable Reform Act Rule scienter SEA Rel Section 10(b Securities and Exchange securities class action statements stockholders supervise Supp Telxon trading transactions Transfer Binder U.S. Dist unrelated violations