Securities Litigation: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Professional Education, 2000 - Actions and defenses |
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Page 81
... investors that the proceeds of the note sales would be deposited into segregated accounts at Republic New York Securities Corp. , a registered broker - dealer , and invested conservatively . The complaint further alleges that , in fact ...
... investors that the proceeds of the note sales would be deposited into segregated accounts at Republic New York Securities Corp. , a registered broker - dealer , and invested conservatively . The complaint further alleges that , in fact ...
Page 569
... investors , not lawyers , in control of the lawsuit . Unlike the current lawyer - driven system , under this new law the investors with the greatest stake in the outcome of the litigation will control the case . " ) , S17980 ( Sen ...
... investors , not lawyers , in control of the lawsuit . Unlike the current lawyer - driven system , under this new law the investors with the greatest stake in the outcome of the litigation will control the case . " ) , S17980 ( Sen ...
Page 648
... investors , especially pension funds and other institutional investors , to take control of the lawsuit . " ) , S17956 ( Sen. Dodd ) , S17967 , S17969 ( Sen. Domenici ) ( " Unlike the current lawyer- ( continued ... ) 7 - S. Rep . 6-7 ...
... investors , especially pension funds and other institutional investors , to take control of the lawsuit . " ) , S17956 ( Sen. Dodd ) , S17967 , S17969 ( Sen. Domenici ) ( " Unlike the current lawyer- ( continued ... ) 7 - S. Rep . 6-7 ...
Contents
In the Matter of NationsSecurities and NationsBank N A SA Rel No 7532 SEA Rel No 39947 May | 52 |
SEC v The Nikko Securities Co International Inc Lit Rel No 15861 Aug 27 1998 In the Matter | 59 |
B Frauds Involving Misrepresentations Concerning Mutual Fund Risks and Portfolio Value | 65 |
Copyright | |
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9th Cir Act's adequate plaintiff aggregate ALI-ABA alleged losses Amicus Amicus Curiae appointed lead plaintiff appointment as lead arbitration attorneys award Baan Bear Stearns broker broker-dealer CareMatrix Cendant CIVIL ACTION claims class counsel class members clients Commission's Committee complaint Cong Congress Corp CORPORATION Dean Witter Reynolds Defendants Director District Court E.F. Hutton Exchange Commission federal securities laws fees Fenner & Smith fiduciary filed forum selection clause fraud FREDERICK LEATHERS GOSMAN group of persons institutional investors investment issue June 26 largest financial interest law firms lawyers lead plaintiff group lead plaintiff provisions LEXIS Merrill Lynch Motion for Appointment motion in limine Movants N.D. Cal NASD Network Associates Paine Webber proposed group proposed lead plaintiffs Reform Act Rule Sakhrani SEA Rel Securities and Exchange securities class action stockholders supervise Supp Telxon trading transactions U.S. Dist unrelated individuals violations