Regulation of Financial InstitutionsThis casebook on regulations of financial institutions reflects a financial industry that has become increasingly integrated in the last 20 years. It brings together materials that traditionally have been covered in separate courses on banking law insurance law, securities regulation, mutual funds, and pensions. |
From inside the book
Results 1-3 of 71
Page 287
... decision in a reasoned fashion consistent with the legislative intent , and that that decision is not arbitrary or capricious . The Board noted , with adequate record support , that customers do not buy software and hardware but data ...
... decision in a reasoned fashion consistent with the legislative intent , and that that decision is not arbitrary or capricious . The Board noted , with adequate record support , that customers do not buy software and hardware but data ...
Page 867
... decision not to recapture , concluded that the reasons considered in the aggregate supported the directors ' decision . Among the reasons which the SEC considered valid were the desirability of obtaining additional research , the ...
... decision not to recapture , concluded that the reasons considered in the aggregate supported the directors ' decision . Among the reasons which the SEC considered valid were the desirability of obtaining additional research , the ...
Page 1000
... decision , a broad range of activities involving insurance company general accounts are subject to ERISA's fiduciary standards . Because of the retroactive effect of the Supreme Court decision , numerous transaction engaged in by ...
... decision , a broad range of activities involving insurance company general accounts are subject to ERISA's fiduciary standards . Because of the retroactive effect of the Supreme Court decision , numerous transaction engaged in by ...
Contents
The Business of Financial Institutions | 1 |
BANKING HISTORY CHARTERING AND ANTITRUST | 27 |
The Chartering Process | 51 |
Copyright | |
23 other sections not shown
Other editions - View all
Common terms and phrases
action activities administrative affiliates agency agreement antitrust application assets authority Bank Act bank holding company bank's BHCA Board broker broker-dealer business of insurance capital charter Citicorp claims clause commercial Commission Commissioner competition Comptroller Congress contracts corporate coverage creditors Crestmont customers decision demutualization deposit insurance depositors depository institutions directors Discover Card employee enacted enforcement engage ERISA Exchange Act FDIC Federal Reserve fiduciary financial institutions firms FIRREA funds insurance companies insurance regulation interest rates investment investors involved issue legislation lending letter of credit liability limited loan loss market makers McCarran-Ferguson Act NAIC NASD NASDAQ National Bank National Bank Act NYSE obligations operation participation payment percent petitioners policyholders premiums prohibited proposed purchase regulatory reinsurance response risk rules Savings Bank securities Seidman standard statute statutory substantial thrift trading transactions trust underwriting violation