Federal Securities Laws: Selected Statutes, Rules and FormsFoundation Press, 1990 - Securities |
Contents
Rule | 28 |
Securities to Be Issued as a Result of Stock Splits Stock Dividends and AntiDilution Provisions | 29 |
Definition of Preceded by a Prospectus as Used in Section 5b2 in Relation to Certain Transactions 153a Definition of Preceded by a Prospectus as Use... | 63 |
Copyright | |
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Common terms and phrases
affiliate aggregate amendment amount annual report applicable assets bank beneficial owners broker or dealer business days class of securities clearing agency Commis Commission copies curities deemed director disclosure document effective date employees equity securities exemption Federal Reserve System filed pursuant financial statements fiscal Form furnished government securities graph incorporated by reference information required issuer istered market maker material means ment municipal securities dealer national securities exchange necessary or appropriate offering price options participant period person principal prior proposed prospectus protection of investors proxy statement purchase purposes pursuant to paragraph pursuant to Rule pursuant to section quotation regis registrant's registration statement Regulation S-K request required by Item respect rules and regulations Schedule Schedule 13D secu Securities Act Securities Exchange Act security holders shares sion solicitation specified suant subject company subparagraph subsidiaries tender offer term thereof thereunder tion transaction underwriter voting