Investment Company Regulation and Compliance: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Professional Education, 1998 - Mutual funds |
Contents
4 | 31 |
MasterFeeder Funds | 37 |
Reorganizing from Corporate into Business Trust Format | 45 |
Copyright | |
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adopted advertisements affiliated person ALI-ABA Course amended applicable approval asset value avail board of directors broker-dealer business trust clients closed-end Company Act Release company's Compliance June 11-13 Course of Study custodian derivatives disclosure distribution dividends Division of Investment Exchange Commission exemptive order feeder fund fees Form N-1A fund's income independent directors insurance company interest investment adviser Investment Company Act Investment Company Regulation Investment Management investors issued issuer Janofsky & Walker liability Massachusetts business trust master fund master-feeder structure money market funds mutual fund NASD net asset value no-action letters offer open-end performance information period permit policies portfolio principal underwriter prior prohibits proposed prospectus provides pursuant registered investment company registration statement Regulation and Compliance repurchase Rule sales literature sales load SEC staff Securities and Exchange separate account series company shareholders shares Shriver & Jacobson Study Investment Company transactions trust instrument unit investment trust Vanguard Group