14 pages matching unit investment trust in this book
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Overview of Regulation of Investment Companies
Duties of Directors of Registered Investment Companies 87
14 other sections not shown
accounts adopted advertisements affiliated person ALI-ABA Course amendments applicable approval asset value avail bank board of directors broker-dealer business trust CDSL clients Company Act Release company's Compliance June 11-13 corporation statute Course of Study custodian disclosure distribution dividends Division of Investment Exchange Commission exemptive order feeder fund fees foreign fund's income inspection interest investment adviser Investment Company Act Investment Company Institute Investment Company Regulation Investment Management investors issuer Janofsky & Walker liability lRC section Massachusetts business trust master fund master-feeder structure money market funds mutual fund NASD no-action letters NRSRO open-end period permit portfolio principal underwriter prohibits proposed prospectus provides pursuant redemption registered investment company registration statement Regulation and Compliance Repurchase Rule sales literature sales load SEC staff Section 17(a Securities Act Securities and Exchange series company shareholders shares Shriver & Jacobson Study Investment Company taxable transactions trust instrument unit investment trust