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Arbitration Awards Claim Preclusion 9
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10th Cir 2d Cir 9th Cir accountant-client privilege affd aiding and abetting ALI-ABA alleged apply attorney bespeaks caution cause of action cert class action class certification class members complaint Conference Committee controlling person Corp corporate court held defendant's denied directors disclosure discovery doctrine documents due diligence duty to disclose enforcement Exchange Act federal securities laws fees filed forward-looking statement investment investors issue issuer lawsuits lead plaintiff LEXIS liability limited loss causation material fact matter of law Merrill Lynch misleading misrepresentation motion to dismiss N.D. Cal Ninth Circuit party plaintiff presumption prospectus provides purchase reasonable Reform Act registration statement reliance respondeat superior Rule 9(b safe harbor scienter Section 10(b Section 11 Securities Act securities class actions securities fraud seller settlement shareholder Software Toolworks statute summary judgment Supp Supreme Court transaction Transfer Binder U.S. Dist underwriters VeriFone violation