Interpretations and Actions, Volume 3 |
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Page 6
... Regulation of the Commodities Futures and Options Market Ss 9.01 - 9.02 ( 1986 ) . It is expected that the large majority of the Subsidiary's customers will be financial institutions ( including the Bank and its affiliates ) , other ...
... Regulation of the Commodities Futures and Options Market Ss 9.01 - 9.02 ( 1986 ) . It is expected that the large majority of the Subsidiary's customers will be financial institutions ( including the Bank and its affiliates ) , other ...
Page 20
... regulatory power on the Comptroller . Eventually , in 1927 the McFadden Act placed quantitative limits on the purchases and sales of investment securities by national banks . And in 1933 the Glass - Steagall Act replaced those limits ...
... regulatory power on the Comptroller . Eventually , in 1927 the McFadden Act placed quantitative limits on the purchases and sales of investment securities by national banks . And in 1933 the Glass - Steagall Act replaced those limits ...
Page 25
... regulations applicable to the manner in which these activities are conducted and to comply with any future developments in OCC policy and guidance to national banks in this area . The Bank and the Subsidiary will also be expected to ...
... regulations applicable to the manner in which these activities are conducted and to comply with any future developments in OCC policy and guidance to national banks in this area . The Bank and the Subsidiary will also be expected to ...
Page 25
... regulatory concern because of their de minimus nature . The saleperson's single $ 18.00 lunch for the trustee may be such an example . Under the sub - transfer agent arrangement the bank receives $ 18 ( subject to increase based upon ...
... regulatory concern because of their de minimus nature . The saleperson's single $ 18.00 lunch for the trustee may be such an example . Under the sub - transfer agent arrangement the bank receives $ 18 ( subject to increase based upon ...
Page 33
... regulations . In the Report of Supervisory Activity of the Bank dated December 1 , 1989 ( hereinafter Report of Supervisory Activity ) , the Comptroller , through his appointed National Bank Examiners , has noted certain parformance ...
... regulations . In the Report of Supervisory Activity of the Bank dated December 1 , 1989 ( hereinafter Report of Supervisory Activity ) , the Comptroller , through his appointed National Bank Examiners , has noted certain parformance ...
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Common terms and phrases
1990 Interpretive 24 Seventh AAAA activities Administrator of National agent agreement application Association authority Bank's proposal Bankers Banking Circular BHCA Board Bonds brokerage business of banking CBCT Cease and desist Civil money penalty collective investment fund commodity price commodity price index Community Reinvestment Act Comptroller Comptroller's Congress consent Corporation Currency Administrator customers debt deposit desist order directors District Office ERISA exchange Farmer Mac Federal Reserve fees fiduciary financial institutions financial instruments futures contracts Glass-Steagall Act hedge interest rate INTERPRETATIONS AND ACTIONS Interpretive Letter investment securities issue lease lending limit limited partnership loans mutual fund National Bank Act National Banks Washington obligations OCC Letter OCC's operating subsidiary participation payments permissible purchase pursuant real estate regulation reprinted in Fed requested risk section 92 sell statute Texas transactions Transfer Binder trust department Trust Interpretation underwriting