Fundamentals of Securities Law: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Continuing Professional Education, 2007 - Going public (Securities) |
Contents
STUDY MATERIAL | 1 |
Definition of Security | 7 |
Relation of Securities Laws To Other Laws | 23 |
30 other sections not shown
Other editions - View all
Common terms and phrases
2007 San Francisco accredited investors action ALI-ABA Course analysts attorney BB&T Corporation broker broker-dealer capital client Commission company's compliance confidential corporate counsel court directors disclose documents Dutch auction duty electronic employees exemption federal securities laws filing Final Rules financial condition financial statements fiscal Form fraud Fundamentals of Securities insider trading Internet investment company issued issuer Item June 21 lawyer liability limited Litig material violation MD&A Model Rule nonpublic information obligations offering price officer option period person prior private offering Proposed Rules prospectus proxy card proxy materials proxy statement public offering purchase pursuant reasonable registrant's registration statement Regulation D Regulation S-K reporting resale results of operations safe harbor Sarbanes-Oxley Act Schedule 13D SEC's Section Section 10(b Securities Act Securities Exchange Act Securities Law June securities offered sell shareholders shares solicitation specific supra note tender offer transactions underwriter