Securities Law for Nonsecurities Lawyers: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Legal Education, 2004 - Securities |
Contents
ALIABA Course of Study | 15 |
Overview of Federal Securities Law 1 | 15 |
Overview and Selected Issues 7 | 15 |
Copyright | |
8 other sections not shown
Other editions - View all
Common terms and phrases
accredited investors Act Release action affiliate ALI-ABA Course amended analysts attorney bidder broker broker-dealer Class A common client Commission common stock communications company's compliance confidential corporate court dated directors disclosure Dutch auction effective electronic employees exemption federal securities laws filing Final Rules financial statements Form fraud Global Power Company Google initial public offering insider trading interest Internet investment issued issuer Kirkpatrick & Lockhart Law for Nonsecurities Lawyers October 14-15 liability material violation MD&A misstatements Model Rule Nonsecurities Lawyers October number of shares obligation officer participation period person plaintiff press release prior private offering private placement prohibition Proposed Rules prospectus proxy public offering price purchase reasonable registration statement Regulation Regulation D resale restricted securities safe harbor Salesforce.com Sarbanes-Oxley Act Schedule 13D Section 10(b Securities Act Securities Exchange Act selling shareholders sold solicitation specific Study Securities Law supra note tender offer transactions underwriters Webvan