Securities Regulation: 1998 Selected Statutes |
Contents
FEDERAL SECURITIES LAWS AND REGULATIONS | 1 |
of Securities Without Registration Under the Securities | 162 |
Regulation EExemption for Securities of Small Business | 173 |
Copyright | |
17 other sections not shown
Common terms and phrases
accordance action additional agency amendment amount applicable appropriate assets associated authority bank basis broker or dealer chapter Commission connection contained contract copy covered dealer deemed defined described determined director disclosure distribution document effective electronic equity Exchange Act executive exemption exhibit Federal filed fiscal foreign Form funds furnished holders incorporated Instruction interest investment investors issued issuer Item limited material means ment necessary notice offering officer operations options organization otherwise paragraph participation period person principal prior proposed prospectus purchase pursuant quotation reasonable received reference regis registration statement Regulation relating request respect Rule Schedule securities Securities Act securities exchange sell shares sion sold specified term thereof tion trading transaction underwriter United unless