Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 1American Law Institute-American Bar Association Committee on Continuing Professional Education, 2005 - Securities |
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action adopted agreement alleged amendments analysts annual report apply attorney audit committee auditor CEO and CFO certification Circuit Commission company's compensation control over financial controls and procedures corporate governance Cullinet director disclosure controls disclosure requirements discussed duty to update earnings employees equity securities Exchange Act executive compensation executive officer final rules financial reporting financial statements fiscal Form 8-K GAAP guidance independent initial public offering internal control investment investors issued issuer Item liability management's MD&A merger misleading NASD Nasdaq no-action nominating shareholder non-GAAP financial measure NYSE obligations off-balance sheet arrangements offering options PCAOB periodic reports plaintiffs prospectus proxy statement public companies pursuant regarding registration statement Regulation FD Regulation S-K report on Form requires disclosure result risk safe harbor Sarbanes-Oxley Act Schedule 13D SEC staff SEC's Section 16 Securities Act Securities Litigation specific transaction trigger WKSIS