Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 1American Law Institute-American Bar Association Committee on Continuing Professional Education, 2005 - Securities |
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Contents
Introduction | 1 |
The SarbanesOxley Act of 2002 and Rules Thereunder | 31 |
July 792005 | 61 |
10 other sections not shown
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Common terms and phrases
adopted agreement amendments analysts annual report apply attorney audit committee auditor CEO and CFO certification Commission company's control over financial controls and procedures corporate governance court Cullinet disclose disclosure controls disclosure requirements discussed duty to update employee equity securities Exchange Act executive compensation executive officer final rules financial reporting financial statements fiscal Form 8-K filing GAAP guidance initial public offering internal control investors issued Item liability listing standards management's MD&A misleading NASD Nasdaq no-action nominating shareholder non-GAAP financial measure NYSE off-balance sheet arrangements offering options PCAOB periodic reports plaintiffs proposed rules prospectus proxy statement public companies pursuant regarding registration statement Regulation FD Regulation S-K report on Form requires disclosure rules require safe harbor Sarbanes-Oxley Act Schedule 13D SEC Release SEC staff SEC's Securities Act securities laws shareholder group Siebel Systems Staff Accounting Bulletin Statement 123R transactions trigger WKSIs
Bibliographic information
| Title | Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 1 |
| Contributors | American Law Institute-American Bar Association Committee on Continuing Professional Education, University of Wisconsin--Madison |
| Publisher | American Law Institute-American Bar Association Committee on Continuing Professional Education, 2005 |
| Export Citation | BiBTeX EndNote RefMan |