U.S. Regulation of the International Securities Markets: A Guide for Domestic and Foreign Issuers and Intermediaries, Volume 1
Prentice-Hall Law & Business, 1993 - Banks and banking, Foreign - 1765 pages
80 pages matching disclosure requirements in this book
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Act registration statement ADR program amended American Stock Exchange applicable assets bank broker-dealer CFTC Chapter class of securities commercial paper commodity options commodity pool company's corporate dealers debt securities Depositary discussion distribution eligible equity securities Exchange Act registration exempt from registration filing financial statements foreign companies foreign issuers Form F-3 futures contracts hybrid instruments Investment Company Act issuance issued Item liability limited material MD&A ments NASD NASDAQ no-action NYSE obligations offers and sales periodic reporting permit private placement prospectus purchase qualified institutional buyers quoted on NASDAQ registration requirements report on Form resales rights offers safe harbor SEC Release SEC staff SEC's Securities Act registration securities exchange securities laws selling shelf registration sold Stock Exchange tion trading transactions Trust Indenture Act U.S. GAAP U.S. holders U.S. issuers U.S. person U.S. securities underlying shares underwriters unit investment trust United York Stock Exchange