Securities in the Electronic Age |
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alternative trading systems Amendment application appropriate approved ASC's asset-backed securities associated persons broker broker-dealers bulletin boards Collective Investment Schemes compliance consider Corporations Law dealers developments disclosure dissemination Division documents e-mail effective electronic commerce electronic communications electronic delivery electronic media employees enforcement ensure Exchange Act Release Exchange Commission exemption filed Financial Services financial statements firm's firms Form S-8 hyperlink IMRO Instinet Intel Corporation Internet investment advertisement investors IOSCO issuer issues market makers material NASD Rule Nasdaq Notice to Members NYSE Rule October Release on-line options paper participants policies and procedures procedures for reviewing proposed rule change prospectus public communications pursuant registered representatives registration statement regulatory relating Report requirements roadshow Section Securities Act Release Securities and Exchange securities and futures shareholders shelf registration solicitation specific supervision supervisory procedures transactions treasury stock York Stock Exchange