SEC Section 16 Rules: An Update |
Common terms and phrases
acquisition amendment American Bar Association apply beneficial owner beneficial ownership beneficiary cash class of equity Code common stock company stock Company's compliance convertible securities Corporation deemed derivative securities determining disclosure disinterested administration disposition election employee benefit plan equity securities exempt from section exercise price fiscal former rules Hewitt Associates holding period insider Investment Company Act investment control issuer liability number of shares officer or director officers and directors option exercise paragraph participant-directed participants pecuniary interest percent holder prior Public Utility Holding purchase and sale purposes of Section pursuant to section put option Ralston Purina Company reported on Form Reporting Person reproposed satisfy Section 16 rules Securities Acquired Securities Exchange Act securities held settlor specified statement stock appreciation right stock option subject to section Sullivan & Cromwell Swaine & Moore termination of employment tion trust underlying securities Utility Holding Company voting window period