Investment Company Act of 1940 and Relevant Rules: Including Selected Provisions of Subchapter M of the Internal Revenue Code and Related Regulations |
Common terms and phrases
affiliated person amended amount application asset value board of directors broker cash centum charges class or series Commission company's contractholders custodian death benefit deducted deemed deferred sales load depositor described in paragraph distribution dividend effective date eligible employees exempt from Section existing portfolio company existing separate account extent face-amount certificate company filed fiscal flexible contract insurance company insurance contract investment adviser Investment Company Act issuance issuer management investment company means money market fund net asset value NRSRO outstanding voting securities participating payments period premium principal underwriter prospectus protection of investors Provided redemption refund registered company registered investment company registered management investment registration statement repurchase repurchase agreement respect rules and regulations Securities Act securities and similar Securities Exchange Act securities issued senior securities shareholders shares similar investments specified statement or report thereof tion total assets transactions unit investment trust variable life insurance