Current Developments in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 1American Law Institute-American Bar Association Committee on Continuing Professional Education, 2003 - Securities - 1107 pages |
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Page 221
... companies that have such takeover defenses . ) • Each qualified shareholder or group should be limited to one nominee at a meeting for each qualified investment stake that it holds . Thus , a shareholder with a 10- percent stake would ...
... companies that have such takeover defenses . ) • Each qualified shareholder or group should be limited to one nominee at a meeting for each qualified investment stake that it holds . Thus , a shareholder with a 10- percent stake would ...
Page 227
... group of shareholders who choose to be explicitly activist as a matter of policy ; these are often single - issue ... Shareholder proposals . We are opposed to proxy rule revisions which would have the effect of increasing the number of ...
... group of shareholders who choose to be explicitly activist as a matter of policy ; these are often single - issue ... Shareholder proposals . We are opposed to proxy rule revisions which would have the effect of increasing the number of ...
Page 423
... group of co - lead plaintiffs would be unable to control the litigation , effectively negotiate retention agreements ... shareholder and one individual shareholder -- who had sustained the largest losses of the group ) ; Baan , 186 ...
... group of co - lead plaintiffs would be unable to control the litigation , effectively negotiate retention agreements ... shareholder and one individual shareholder -- who had sustained the largest losses of the group ) ; Baan , 186 ...
Contents
Introduction | 5 |
Study Outline | 35 |
Updates on Financial Disclosure | 104 |
17 other sections not shown
Common terms and phrases
adopted affirmative defense allegations amendments annual report attestation report attorney audit committee auditor certification requirements Circuit citations omitted class action Commission company's internal control compensation complaint control over financial controls and procedures Corp corporate governance counsel defendants disclose disclosure controls disclosure requirements effectiveness employee Enron evaluation executive officer final rules financial reporting financial statements fiscal Form 8-K GAAP inference of scienter insider trading investment companies issued issuer's internal control Item lead plaintiff LEXIS liability listing standards material nonpublic information misleading N.D. Cal Nasdaq non-GAAP financial measure NYSE periodic reports proposed PSLRA quarterly registered public accounting registrant's Regulation FD Regulation S-K release report on Form revenue safe harbor Sarbanes-Oxley Act scienter SEC's Section 16 Reports Section 906 certifications securities fraud shareholders Silicon Graphics stock options strong inference Supp trading plan transactions U.S. Dist violation