Blue Sky Law |
From inside the book
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Page 23
... fraudulent practice " so as to sustain a pre- liminary injunction.23 Violation of an injunction , in addition to being contempt of court and a misdemeanor , may result in a civil penalty of $ 1000.24 And the court may appoint a receiver ...
... fraudulent practice " so as to sustain a pre- liminary injunction.23 Violation of an injunction , in addition to being contempt of court and a misdemeanor , may result in a civil penalty of $ 1000.24 And the court may appoint a receiver ...
Page 240
... Fraudulent and Other Prohibited Practices , " is brief , comprehensive and simple . It contains only two sections . Section 101 outlaws fraudulent practices in connection with the sale or purchase of a security , and ยง102 has to do with ...
... Fraudulent and Other Prohibited Practices , " is brief , comprehensive and simple . It contains only two sections . Section 101 outlaws fraudulent practices in connection with the sale or purchase of a security , and ยง102 has to do with ...
Page 251
... fraudulent securities activities in his state . Rhode Island also has such a provision . The Nebraska statute has several isolated sections dealing with fraud , among them one making the fraudulent sale of securities a crime ...
... fraudulent securities activities in his state . Rhode Island also has such a provision . The Nebraska statute has several isolated sections dealing with fraud , among them one making the fraudulent sale of securities a crime ...
Contents
Introduction to the Blue Sky Laws | 3 |
B Constitutionality | 10 |
Types of Acts | 17 |
Copyright | |
61 other sections not shown
Common terms and phrases
action Administrator agent amendment application attorney authority bank blue sky law broker-dealer buyer California Carolina CCH Blue Sky civil liability Clause Commission Commissioner Conflict of Laws contract Corp corporation court directors DRAFTSMEN'S COMMENTARY effective date Exchange exemption federal statute filing fraud fraudulent Hawaii hearing denied Illinois infra interest investment adviser investment companies Iowa issued issuer jurisdictions Kansas Massachusetts ment Michigan Minn Minnesota Missouri North Carolina North Dakota notification offer Ohio Okla Pennsylvania permit person prospectus purchase qualification registered dealer registered or licensed registration statement require rescission respect rule or order savings institution Securities Regulation 1951 seller sentence service of process solicitation specified statute of limitations statutory stockholders stop order substantially Supp supra surety bond tion tort transaction trust company underwriter Uniform Securities Act Utah violation Virginia void voidability provisions Wisconsin