Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 1American Law Institute-American Bar Association Committee on Continuing Professional Education, 1993 - Securities |
Other editions - View all
Common terms and phrases
accounting accredited investor ALI-ABA alleged amendment analysts annual Apple Computer BarChris bespeaks caution Board of Directors CalPERS Caterpillar Circuit Commission common stock company counsel compensation corporate court dated defendants derivative securities discuss documents drafting due diligence due diligence defense earnings employee environmental Exchange Act exemption federal securities laws filed financial statements Form future insider internal investment issuer issues Item known trends letter liability managing underwriter material information MD&A meeting million misleading N.D. Cal NASD NASDAQ number of shares offering price operations participants person plaintiff potential prior projections proposal prospectus proxy statement public company public offering purchase pursuant Pyramid Technology registration statement Regulation D Regulation S-K Release reports responsible restricted stock Rule SEC's Section 16 Securities Act Securities Litigation selling stockholders soft information solicitation stock option summary judgment Supp trading transactions underwriters underwriting agreement Unocal VeriFone violations vote