Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Professional Education, 1997 - Securities |
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Contents
U When Is an Investment Contract Not an Investment Contract | 9 |
Recent Developments at the National Association of Securities | 27 |
Capital Raising | 84 |
Copyright | |
39 other sections not shown
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Common terms and phrases
accounting accredited investors adopted ALI-ABA amendments analysts annual apply capital cash class action Committee company counsel company's compensation corporate court December 11 derivatives disclosure discussion documents drafting due diligence effective electronic employee Exchange Act Release Exchange Commission exemption FASB federal securities laws filing final prospectus financial instruments financial statements Form forward-looking statements fraud initial public offering insider insider trading Internet Interpretive Release investment issued issuer Item lawyers letter liability market risk material MD&A meeting misleading no-action officers participants period plaintiff prior private offering proposal prospectus proxy PSLRA public companies public offering purchase pursuant reasonable Reform Act registration statement Regulation S-K regulatory reports restricted Rule safe harbor scienter SEC's Section Section 10(b Securities and Exchange Securities Litigation shareholders shares shelf registration solicitation staff standard stock options Supp trading transactions underwriters violation vote
Bibliographic information
| Title | Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials |
| Contributors | American Law Institute-American Bar Association Committee on Continuing Professional Education, University of Wisconsin--Madison |
| Publisher | American Law Institute-American Bar Association Committee on Continuing Professional Education, 1997 |
| Export Citation | BiBTeX EndNote RefMan |