Securities Regulation: Cases and Materials |
Contents
Definition of Security | 17 |
Investment of Money With Expectation of Profit | 27 |
Solely From the Efforts of Others | 36 |
Copyright | |
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alleged amended apply BarChris broker broker-dealer cause of action CIRCUIT JUDGE claim Commission's common stock Congress Corp corporation court held Court of Appeals customers damages dealers debentures decision defendants directors disclose disclosure distribution district court duty effective exemption F.Supp federal securities laws filed firm fraud G & W insider insider trading intent interest investors involved issue issuer liability limited manipulative market price material fact ment merger Merrill Lynch misleading misrepresentation misstatements Morgan Stanley NASD officers option period person petitioner plaintiffs profits proposed prospectus proxy statement public offering purchase purpose pursuant question reasonable registration statement regulation reliance reports respondents Rule Schedule 13D scienter SEC's Section 10(b Securities Act Securities and Exchange Securities Exchange Act sell seller shareholders shares sold solicitation statute statutory stockholders substantial Supreme Court target corporation tender offer tion trading transactions underwriters violation voting Williams Act