59 pages matching percent in this book
Results 1-3 of 59
What people are saying - Write a review
We haven't found any reviews in the usual places.
Table of Contents
Securities Act Registration
23 other sections not shown
acquisition Act Rule action amendment antifraud provisions apply assets audit committee bank beneficial owner beneficial ownership bidder broker broker-dealers business judgment rule CCH Dec class of securities Commission company's Congress controlling person Corp corporate court dealer deemed derivative security directors disclose discussed dissemination duty effective equity securities Exchange Act Section exempt federal securities laws fiduciary filing person financial statements fiscal Form Form 8-K fraud fund holders imposes information required insider trading investment adviser investment company investors issuer or affiliate issuer tender offer liability ment nonpublic information officers percent plaintiff proposal prospectus proxy statement purchase purposes pursuant reasonable registrant's registration statement Regulation FD Regulation M-A Regulation S-K Item Release requires disclosure safe harbor Schedule 13D scienter SEC rules SEC's Section 16(b Securities Act Section sell shareholders shares short-swing specified statute subject company tion trust underwriter violation voting