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The Supreme CourtRecent Developments
The Penny Stock Suitability Rule
Distribution of Municipal SecuritiesA New Regimen
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accredited investors acquired acquisition Act Rel action Adopting Release agreement amended applicable arbitration assets Bank bidder blind pool broker-dealer business judgment rule commercial paper Commission convertible security Corp corporation debt securities deemed Delaware Delaware Supreme Court derivative securities determining directors disclosure equity securities Exch Exchange Act exercise foreign issuers insider institutional investors investment involving issue loans merger mSee municipal securities NASD NASDAQ negotiations No-Action Letter non-reporting notes option penny stock pink sheets poison pill Polaroid PORTAL Market Portal Rules private placement proposed rules Proposing Release purchase pursuant qualified institutional buyers resales resold restricted period restricted securities Revlon safe harbor Section 16(b Section 4(1 Securities Act securities law seller SFCL shareholders shares sold Supp supra Supreme Court tender offer trading transaction Transfer Binder U.S. issuer U.S. person underlying security underwriter United Unocal violation