Canadian Provincial Securities Administrators: National Policies, Alberta, British Columbia, Manitoba, New Brunswick, Ontario, Prince Edward Island, Quebec, Saskatchewan |
From inside the book
Results 1-3 of 3
Page
... Risk Arbitrage 13 VIII . Repurchase , Reverse Repurchase and Matched Agreements 14 IX . Free Shipments 15 X. Good Faith Deposits 16 XI . Security Differences and Insurance Claims Receivable 16 XII . Suspense Accounts 17 XIII ...
... Risk Arbitrage 13 VIII . Repurchase , Reverse Repurchase and Matched Agreements 14 IX . Free Shipments 15 X. Good Faith Deposits 16 XI . Security Differences and Insurance Claims Receivable 16 XII . Suspense Accounts 17 XIII ...
Page
... RISK ARBITRAGE As mentioned in an earlier letter to the Commission in commenting on Release No. 34–9891 , the Committee believes that in trading in securities where companies have ... merger and Commission approval 13 Risk Arbitrage 13.
... RISK ARBITRAGE As mentioned in an earlier letter to the Commission in commenting on Release No. 34–9891 , the Committee believes that in trading in securities where companies have ... merger and Commission approval 13 Risk Arbitrage 13.
Page
... risk arbitrage transactions be amended to include not only publicly announced mergers and acquisitions , but also reorganizations and exchange offers . If a more formal definition of risk arbitrage is desired , we propose that the ...
... risk arbitrage transactions be amended to include not only publicly announced mergers and acquisitions , but also reorganizations and exchange offers . If a more formal definition of risk arbitrage is desired , we propose that the ...
Contents
Inclusion of Proprietary Fails to Receive in Aggregate Indebtedness 1 | |
Subordination Agreements 5 | |
Subsidiary Flow Through Capital 7 | |
19 other sections not shown
Common terms and phrases
accounts action administrative alleged amount application appointment appropriate assets attorney audit auditor Australian balance sheet Board of Directors broker broker-dealer capital circumstances Committee Companies Act company law company's concerning considered consolidated consolidated accounts corporate social responsibility counsel court customers dealer defendants disclosure documents duty effect employees example Federal filed financial statements firm foreign Form Form 8-K fraud Government industry insider trading interest Internal Revenue Service investigation investment investors involved issue issuers Law Department legislation liability material matters ment mutual fund name deleted NASD NYSE operations opinion particular Pavic payments persons political contributions possible practice principal problems procedures Proposed Rule prospectus proxy question reasonable registration statement relevant respect result risk arbitrage Section Securities and Exchange shareholders shares SIPC statute Stock Exchange stockholders subordination agreement subsidiary technostructure trade trade union transactions trustee