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14 days 30 days Abuja Account agency of government amendment application for registration beneficial ownership Bridging loan Broker/dealer CapitaI Capital Market Operators capital trade points certificate of registration COLLECTIVE INVESTMENT SCHEMES compliance copies counter-claim or set default docu document or information Exchange Commission Fidelity Bond filing FORM SEC FORM SEC 2A Function(s Fund government in Nigeria individuaIs individual or corporate inspection Investment Advisers issuer Issuing House late filing fee lations lnvestments and Securities lssuing ment Naira notify the Commission paid-up capital paper or document party payment photocopy Portfolio Manager power of attorney prospectus pursuant QuarterIy Returns registered corporate body registered individual registered persons Registrar Registration of Securities registration statement Regu REGULATION OF BORROWING RenewaI renewal fee renewal of registration RuIe Rules and Regulations SEC Fees Securities Act 1999 Securities and Exchange Securities Exchange sponsored individual sponsored officers Sub-brokers subpoena thereof tion Trustees unquoted companies withdrawal from registration