New Dimensions in Securities Litigation: Planning and Strategies : ALI-ABA Course of Study Materials, Volume 2American Law Institute-American Bar Association Committee on Continuing Professional Education, 1987 - Actions and defenses |
Contents
I | 532 |
Standards of Fiduciary Duty Under Section 36b of | 542 |
vii | 767 |
Copyright | |
1 other sections not shown
Common terms and phrases
2d Cir 9th Cir accounting admitting or denying agreed to disgorge aiding and abetting antifraud provisions attorney Auditing Automatix bank Bear Stearns Boesky broker cause of action cert Circuit Civil Action claims class action Commission alleged Commission also alleged Commission's allegations Commission's complaint alleged common stock companies consented Corp corporate counsel defendants denying the Commission's director disclose disclosure due diligence E.F. Hutton enforcement Exchange Act Rel federal securities laws financial statements Footnote continued funds further alleged GAAP initial public offerings insider trading investment adviser investors issuance issuer issues Jefferies Jefferies & Co Kidder liability Litigation Rel material fact material nonpublic information merger million misleading misrepresentations N.D. Cal omission permanent injunction plaintiff profits provides public offering registration statement reliance reports Rule 9(b Schedule 13D scienter Section 10(b Section 12 Section 17(a Securities Act Securities Litigation shareholders Supp transactions underwriters Wall St