Federal Securities Laws: Selected Statutes, Rules and FormsFoundation Press, 2008 - Securities |
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Common terms and phrases
accepted accounting principles accredited investor affiliate aggregate applicable asset-backed securities audit client balance sheet business combination business development company cash chapter Commission compensation deemed defined in Rule director disclosed disclosure distribution document effective date employee entity exemption filed financial statements foreign Form 8-K Form F-3 form of prospectus free writing prospectus graph income income statement incorporated by reference Instructions to Item interest Investment Company Act investors issued issuer material means ment offer or sale offering price offering statement options participant penny stock period person post-effective amendment prior purchase purposes pursuant to Rule pursuant to section regis registrant's registration statement Regulation S-X relating requirements of section respect sale of securities secu Securities Act Securities Exchange Act security holders shares shelf registration smaller reporting company specified in paragraph subsidiary term thereof tion statement trant underwriter unit investment trust United