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accepted accounting principles accredited investor affiliate aggregate applicable asset-backed securities assets audit client business development company cash chapter Commission communication contained copy deemed defined in Rule director disclosed disclosure distribution document effective date employee entity exemption financial statements fiscal foreign Form 8-K Form F-3 form of prospectus free writing prospectus graph incorporated by reference Investment Company Act investors issued issuer material means ment offer or sale offering price offering statement options participant penny stock period person post-effective amendment prior prospec purchaser pursuant to paragraph pursuant to Rule pursuant to section qualified institutional buyers regis registrant's registration statement Regulation relating reliance requirements of section respect rities sale of securities secu Securities Act Securities Exchange Act security holders shelf registration smaller reporting company specified in paragraph spectus suant subsidiary term thereof tion statement trant tration statement underwriter unit investment trust