Securities Regulation: Materials for a Basic Course |
Contents
The Securities and Exchange Commission | 7 |
Evaluations of the | 15 |
Where to Find the | 22 |
Copyright | |
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2d Cir alleged amended apply April 12 BarChris basis broker broker-dealer Casebook cause of action Circuit Judge civil liability claim Commission's common stock complaint Congress Corp corporation curities damages dealer debentures decision defendants directors disclose disclosure distribution district court Douglas exemption F.Supp federal securities laws filed fraud held holding injunction inside information insider trading intended interest investment investors involved issue issuer limited market price material fact ment merger Merrill Lynch misleading NASD offerees offeror officers opinion Penn Central period person plaintiffs prior profits proposed prospectus provisions proxy statement public offering purchase purpose pursuant question reasonable registration statement reliance respondent Rule Schedule 13D scienter Section Section 10(b Securities Act Securities and Exchange Securities Exchange Act Securities Regulation sell seller shareholders shares sold statute statutory stockholders substantial tender offer tion trading transactions underwriters violation York Stock Exchange