Hedge Funds, 2006: The Changing Regulatory Landscape |
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adviser's Advisers Act advisory alleged Barry Beacon Hill Bear Stearns bonds Bristol Fund broker-dealer brokerage Burton G client compilation reports conflicts of interest Court D.C. Cir Daniels Davis Polk Defendants Friedlander disclosure e-mail employee exam Exchange Act Exchange Commission Executing Broker feeder funds fees firm Form ADV Friedlander and FCMC Friedlander International Limited Friedlander Manage fund investors Fund of Funds Fund's hedge fund advisers Hedge Fund Rule http://www.sec.gov/litigation/complaints/comp18426.htm inflated investment adviser Investment Company investment manager Irwin issues KPMG limited partnership LONG-TERM CAPITAL MANAGEMENT losses managed accounts Master Fund material facts million misleading Miszkiewicz month-end mortgage-backed securities partners performance policies and procedures Polk & Wardwell pooled fund portfolio Prime Broker principals of Beacon purchase registered advisers risk Safe Harbor Fund SEC's Section 10(b Securities Act Securities and Exchange shareholders staff statements trading transactions underlying funds underlying hedge fund warrants Willkie Farr