Bank Sales of Mutual Funds: Hearing Before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, Second Session, March 8, 1994, Volume 4
United States, United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance
U.S. Government Printing Office, 1994 - Digital images - 525 pages
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accounts advertising affiliated American Bankers Association annuities appropriate bank customers bank employees bank holding companies bank mutual fund bank sales bank's banking industry banking regulators beneficiaries broker broker-dealers certificates of deposit Chairman NEAL commercial bank consumer customer confusion depository institutions disclosure FDIC insured federal banking agencies Federal Deposit Insurance federal securities laws federally insured fees fiduciary financial institutions FINK fund shares fund's Glass-Steagall Act GUIDELINES FOR BANKS income industry guidelines Interagency Statement investment adviser Investment Company Act Investment Company Institute investment sales investor protection issues mutual fund activities mutual fund industry mutual fund sales NASAA NASD nondeposit investment products offer percent personnel portfolio purchase regulatory requirements retail sales sale of uninsured sales activities sales of mutual sales of nondeposit SCBA sell mutual funds shareholders SIPC Subcommittee subsidiary survey tellers third-party thrifts trust trust instrument uninsured products