Regulation of Financial Institutions: Selected Statutes, Regulations and FormsThis volume of selected statutes and regulations is designed to supplement the casebook, Regulation of Financial Institutions (1999) by Jackson and Symons. It includes selected statutes and regulations applicable to depository institutions, insurance companies, pension plans, securities firms, capital markets, investments advisers, and investment companies in the United States. |
From inside the book
Results 1-3 of 91
Page 40
... assets . The term " portfolio assets " means , with respect to any savings association , the total assets of the savings association , minus the sum of-- ( i ) goodwill and other intangible assets ; ( ii ) the value of property used by ...
... assets . The term " portfolio assets " means , with respect to any savings association , the total assets of the savings association , minus the sum of-- ( i ) goodwill and other intangible assets ; ( ii ) the value of property used by ...
Page 180
... asset ( a ) On - Balance Sheet Assets . The following are the risk categories / weights on - balance sheet assets . ( 1 ) Zero percent risk weight . ( i ) Cash , including domestic and foreign currency owned and he in all offices of a ...
... asset ( a ) On - Balance Sheet Assets . The following are the risk categories / weights on - balance sheet assets . ( 1 ) Zero percent risk weight . ( i ) Cash , including domestic and foreign currency owned and he in all offices of a ...
Page 268
... assets of separate accounts of the insurer ( which generally hold plan assets ) are available , whether there is a right under the policy to transfer funds to a separate account and the terms governing any such right , and the extent to ...
... assets of separate accounts of the insurer ( which generally hold plan assets ) are available , whether there is a right under the policy to transfer funds to a separate account and the terms governing any such right , and the extent to ...
Contents
National Bank Act | 1 |
Interpretations concerning preemption of certain State laws | 7 |
Acting as insurance agent or broker | 13 |
Copyright | |
50 other sections not shown
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Common terms and phrases
acquired action activities affiliate agreement amount application appointment appropriate Federal banking approval assets authority bank holding company bank's board of directors branch broker or dealer capital restoration plan centum claim clause Commission conservator or receiver contract Corporation court credit union deemed depository institution's described directly or indirectly District effect employee executive officer extension of credit Federal banking agency Federal Reserve Federal Reserve Act Federal Reserve System fiduciary filed institution-affiliated party insurance fund insured depository institution interest investment adviser issuer lease liability limited loan holding company loan or extension member bank national bank national securities exchange notice Notwithstanding obligations outstanding participation payment penny stock percent period person prescribed prohibited purchase purposes registered investment company regulation respect rules savings association securities exchange specified subparagraph subsection subsidiary term Tier 1 capital trust undercapitalized underwriter violation voting