Regulation of Financial Institutions: Selected Statutes, Regulations and Forms

Front Cover
This volume of selected statutes and regulations is designed to supplement the casebook, Regulation of Financial Institutions (1999) by Jackson and Symons. It includes selected statutes and regulations applicable to depository institutions, insurance companies, pension plans, securities firms, capital markets, investments advisers, and investment companies in the United States.

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Contents

National Bank Act
1
Interpretations concerning preemption of certain State laws
7
Acting as insurance agent or broker
13
Copyright

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