Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Professional Education, 2000 - Securities |
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accounting accredited investors adopted ALI-ABA alleged amendments analysts auditors bank broker-dealer capital Circuit class action Commission Committee common stock company counsel company's convertible securities Corp corporate defendants directors disclosure discussed Division documents drafting due diligence duty to disclose duty to update earnings electronic employees equity Exchange Act exemption federal securities laws filing financial statements GLB Act holding company initial public offering Internet investment issued issuer lead plaintiff LEXIS liability material MD&A merger misleading misstatement N.D. Cal NASD Nasdaq NYSE pleading private offering prospectus PSLRA purchase Reform Act registered offering registration statement Regulation Regulation D reports resale revenue risk roadshow safe harbor Schedule 13D scienter SEC's Section Securities Act Release securities fraud Securities Litigation sell shareholders shares Silicon Graphics solicitation standard stockholders subsidiary Supp tender offer trading transaction U.S. Dist underwriters violations